SEC Actions
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In the Matter of Ritchie Capital Management LLC, Ritchie Multi-Strategy Global Trading Ltd., A.R. Thane Ritchie and Warren Louis Demaio:
- SEC PRess Release
- InvestmentNews: SEC fines Ritchie hedge fund $40 million
- SEC Notice of Proposed Distribution Plan
- Order Approving Distribution Plan, Appointing a Plan Administrator, and Waiving Bond
- SEC Press Release
- SEC ORder Instituting Administrative and Cease and Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(e) and 203(f) of the Investment Advisors Act of 1940, and Sections 9(b) and 9(f) of the Investment Company Act of 1940